§1 Learning Objectives and Context
Sections 7D.2 (1D box) and 7D.3 (multi-dimensional box) introduced confined motion in infinite wells. We now confront one of quantum mechanics' most counter-intuitive predictions: a particle whose energy $E$ is less than the height $V_0$ of a potential barrier still has a finite probability of appearing on the other side. This is quantum tunnelling.
- Articulate the qualitative difference between classical "blocking" and quantum "leaking" through a barrier.
- Write the general wavefunction in each of the three regions (incident, barrier, transmitted) and explain its physical meaning.
- Apply continuity of $\psi$ and $\psi'$ at each interface to derive the transmission coefficient $T$.
- Distinguish the regimes of validity of the full formula (eq 7D.20a) and the thick-barrier approximation (eq 7D.20b).
- Explain the exponential dependence of $T$ on mass $m$, barrier height $V_0$, and width $L$.
- Connect bound-state penetration in a finite well (eq 7D.21) to the same wavefunction-leakage idea.
- Recognise STM, $\alpha$-decay, and enzymatic hydrogen transfer as a unified family of tunnelling phenomena.
§2 Classical vs Quantum: Penetrating a Wall You Can't Climb
2.1 The classical picture
Imagine a ball of kinetic energy $E$ approaching a hill of height $V_0$:
- $E < V_0$: not enough energy. The ball must bounce back. Transmission probability is exactly $0$.
- $E > V_0$: more than enough. The ball passes over and continues. Transmission probability is exactly $1$.
Classically the answer is binary, governed strictly by the energy.
2.2 The quantum picture
Replace the ball with an electron and the hill with a potential barrier:
- $E < V_0$: there is still a small but non-zero tunnelling probability $T > 0$.
- $E > V_0$: there is still a non-zero reflection probability $R > 0$ (so-called quantum reflection).
Classical: particles are localised points; energy is a possession; they bounce or pass — never partially.
Quantum: particles are extended waves; energy controls oscillation vs decay character; the wave always leaves a residual amplitude on the far side of any boundary.
2.3 Direct experimental evidence
The following facts cannot be explained without tunnelling:
- STM resolves single atoms. The tip is a few Å above the sample; classically that vacuum gap is an insulator, yet a measurable nA-scale current flows.
- $\alpha$-decay exists. $\alpha$ particles with kinetic energy $\sim$4–9 MeV escape nuclei whose Coulomb barrier is $\sim$25 MeV — pure tunnelling.
- The Sun shines. Protons fuse despite kinetic energies hundreds of times smaller than the Coulomb barrier between them; without tunnelling, stellar nucleosynthesis would not occur.
§3 Setting Up the Rectangular Barrier
To make the idea quantitative, choose the simplest barrier shape — a rectangle:
A particle of energy $E < V_0$ is incident from the left, propagates through a barrier of width $L$ and height $V_0$, and emerges on the right. Real barriers (a vacuum gap in STM, the Coulomb barrier in $\alpha$-decay) are more complicated, but the rectangular case captures every essential physical feature and admits an analytical solution.
3.1 Wavelength and decay scales in each region
Region II ($V=V_0>E$): $\displaystyle \kappa=\frac{\sqrt{2m(V_0-E)}}{\hbar}$
$k$ is a wavenumber; $\kappa$ is a decay constant. Note that $V_0-E>0$ in the radicand for $\kappa$, so $\kappa$ is purely real — this is the mathematical reason solutions in Region II decay exponentially rather than oscillate.
§4 Wavefunction in the Three Regions
Within each region $V$ is constant, so Schrödinger's equation reduces to:
Region II: $\displaystyle -\frac{\hbar^2}{2m}\psi''+V_0\psi=E\psi \Rightarrow \psi''=+\kappa^2\psi$ (exponential)
4.1 General solutions
4.2 Physical meaning of the coefficients
| Coefficient | Meaning |
|---|---|
| $A$ | Incident wave amplitude from the left (often normalised to 1) |
| $B$ | Reflected wave amplitude back into Region I |
| $C, D$ | The two exponential modes inside the barrier |
| $A'$ | Transmitted wave amplitude into Region III |
4.3 Both exponentials in Region II must be kept
Some texts retain only the decaying $D\,e^{-\kappa x}$ piece in the "thick-barrier" approximation. The exact solution requires both exponentials; the rising $C\,e^{\kappa x}$ contributes important corrections when $\kappa L$ is not large.
§5 Boundary Matching: Continuity of $\psi$ and $\psi'$
5.1 Why must both $\psi$ and $\psi'$ be continuous?
- $\psi$ is continuous because $|\psi|^2$ is a probability density and must be single-valued and finite — a discontinuity would imply a non-conservation of probability.
- $\psi'$ is continuous because the Schrödinger equation contains $-\hbar^2\psi''/2m$. A jump in $\psi'$ would imply a Dirac $\delta$-function in $\psi''$, which is admissible only if the potential itself contains a $\delta$. For a finite step-potential like ours, $\psi'$ must be continuous.
5.2 Matching at $x=0$
Continuity of $\psi'$: $\quad ik(A-B)=\kappa(C-D)$
5.3 Matching at $x=L$
Continuity of $\psi'$: $\quad \kappa(C\,e^{\kappa L}-D\,e^{-\kappa L})=ik\,A'\,e^{ikL}$
5.4 Counting unknowns and equations
Unknowns: $B, C, D, A'$ (four, with $A$ taken as a normalisation). Matching conditions: four. The system is exactly solvable — the standard structure of a quantum scattering problem.
§6 Deriving the Full Transmission Coefficient
6.1 Definition of the transmission coefficient
6.2 Solving the linear system
Combine the four equations of §5, eliminate $B, C, D$, and isolate $A'/A$. Letting $\varepsilon\equiv E/V_0$, the result is
6.3 Sketch of the derivation
- From the two equations at $x=L$, express $C$ and $D$ as linear combinations of $A'$.
- Substitute into the two equations at $x=0$, eliminate $B$, and obtain a single expression for $A'/A$.
- Compute $|A'/A|^2$ and simplify using $\sinh^2(\kappa L)=\cosh^2(\kappa L)-1$ and identities involving $k\kappa$.
A complete derivation appears in standard quantum-mechanics texts (e.g. Griffiths, Example 2.7); we cite only the result here.
6.4 Quick survey of the formula
- $T$ always lies between $0$ and $1$ (probability conservation).
- For fixed $\kappa L$, the prefactor $4\varepsilon(1-\varepsilon)$ is maximised at $\varepsilon=1/2$.
- $T\to 0$ as $\varepsilon\to 0$ or $\varepsilon\to 1$ because the prefactor vanishes — this does not contradict the intuition "higher energy passes more easily" because $\kappa$ also vanishes as $\varepsilon\to 1$, and the two effects compete.
§7 The Thick-Barrier Approximation and Physical Insight
7.1 Deriving the approximation
In the regime $\kappa L\gg 1$ (tall, wide, or heavy-particle barriers), $e^{\kappa L}\gg e^{-\kappa L}$, so
$\displaystyle T\approx\frac{16\,\varepsilon(1-\varepsilon)}{e^{2\kappa L}}=16\,\varepsilon(1-\varepsilon)\,e^{-2\kappa L}$
7.2 Range of validity
- $\kappa L\gtrsim 2$ usually suffices for $<10\%$ error.
- $\varepsilon$ must not be close to 1; as $\varepsilon\to 1$, $\kappa\to 0$ and the approximation breaks down.
7.3 Physical insight: exponential sensitivity
The most important feature of the approximation: $T$ is an exponential function of $\kappa L$. The prefactor $16\varepsilon(1-\varepsilon)$ is of order unity; all the dramatic variation lives inside the exponent.
Differentiate w.r.t. $L$: $\partial(\ln T)/\partial L=-2\kappa$ (linear).
Hence on a semi-log plot ($\log T$ vs $L$) we get a straight line of slope $-2\kappa/\ln 10$.
§8 The Decay Constant $\kappa$: Mass, Height, Width
Decompose $\kappa=\sqrt{2m(V_0-E)}/\hbar$ to read off the dependence on each variable:
8.1 Mass dependence
$\kappa\propto\sqrt{m}$. A proton is 1836 times heavier than an electron, so $\kappa$ is $\sqrt{1836}\approx 43$ times larger. With $T\propto e^{-2\kappa L}$, the proton's transmission coefficient is suppressed by $e^{2\times 42\,\kappa_e L}$ — an astronomical factor.
| Particle | $m/m_e$ | $\kappa$ ratio | $T$ ($V_0-E=2$ eV, $L=0.5$ nm), order |
|---|---|---|---|
| Electron $e^-$ | 1 | ×1 | $\sim 10^{-3}$ |
| Proton $p$ (H nucleus) | 1836 | ×43 | $\sim 10^{-115}$ |
| Deuteron $d$ | 3672 | ×61 | $\sim 10^{-163}$ |
| $^{12}$C nucleus | 21900 | ×148 | $\sim 10^{-396}$ |
8.2 Height dependence
$\kappa\propto\sqrt{V_0-E}$. Doubling $V_0-E$ multiplies $\kappa$ by $\sqrt{2}$ and shrinks $T$ by $e^{-2(\sqrt 2-1)\kappa L}$. Slightly weaker than the mass effect, but still exponential.
8.3 Width dependence
$L$ enters linearly in the exponent: $T\propto e^{-2\kappa L}$. The most dramatic application is STM: at typical metal work functions, $\kappa\approx 1$ Å$^{-1}$, so a 1 Å change in tip height $d$ multiplies the current by $e^{-2}\approx 0.13$. Higher work functions give the canonical "factor of $\sim 10$ per Å."
8.4 The combined formula
7D4_visualizations.html let you explore each dependence interactively.§9 Finite Wells: Bound States and Penetration
9.1 From scattering to confinement
So far we treated a particle incident from outside the barrier (a scattering problem). Now consider a related bound problem: a particle confined to a finite-depth square well, $V(x)=0$ for $|x|\le L/2$ and $V(x)=V_0$ for $|x|>L/2$, with $E How does this differ from the infinite well of 7D.2? When $V_0=\infty$, $\psi$ is forced to vanish outside the well. With $V_0$ finite, $\psi$ decays as $e^{-\kappa|x|}$ outside the wall but does not vanish — the wavefunction penetrates the classically forbidden region. Because $V(x)$ is symmetric about $x=0$, every bound state has either even or odd parity: Let $z=kL/2$ and $z_0=(L/2)\sqrt{2mV_0}/\hbar$. Continuity of $\psi$ and $\psi'$ at $x=L/2$ gives: These are transcendental equations with no closed-form solution. A graphical analysis nevertheless tells us at a glance how many roots exist — that is the bound-state count. A new bound state appears every time $z_0$ crosses $\pi/2, \pi, 3\pi/2,\ldots$. Re-expressing $z_0$ in the textbook's preferred variable: Invented in 1981 by Binnig and Rohrer; Nobel Prize 1986. A sharp metal tip is held a distance $d$ (typically 5 Å) above the sample; with a small bias voltage applied, electrons tunnel through the vacuum gap, producing a current $I$. An $\alpha$ particle (two protons + two neutrons) preformed inside a nucleus has $\sim 5$ MeV but must escape across a $\sim 25$ MeV Coulomb barrier — classically impossible. Gamow's tunnelling theory: The integral evaluates to the Gamow factor; $\lambda$ (decay rate) is exponentially sensitive to $E$. Chemical reactions cross a "transition-state" energy barrier. The classical Arrhenius rate $k\propto e^{-E_a/k_BT}$ usually suffices. But for reactions involving hydrogen-atom transfer (proton transfer, H-atom abstraction), the proton — 1836× heavier than an electron yet 12–16× lighter than C/N/O — sits in a regime where tunnelling is significant but not overwhelming. An electron of energy $E=2.0$ eV impinges on a vacuum barrier of height $V_0=5.0$ eV and width $L=0.50$ nm. Estimate $T$ using the thick-barrier approximation. Solution: About 1 of every 2000 incident electrons makes it through. In an STM, this is enough to produce nA-scale currents from the aggregate of many electrons. Same conditions as Example 1, but $L$ increases from 0.50 to 0.60 nm. By what factor does $T$ change? Solution: A 0.1 nm (1 Å) increase in $L$ drops the current to 17% of its original value (roughly $\div 6$). This is the origin of STM's spatial resolution. (Textbook Brief illustration 7D.6) An acidic proton experiences a barrier of height $V_0=2.000$ eV and width $W=100$ pm with kinetic energy $E=1.995$ eV. Estimate $T$. Solution: About 2 of every 1000 protons surmount the barrier — what one observes as a finite hydrogen-exchange rate in solution. For the same barrier ($V_0-E=2.0$ eV, $L=0.50$ nm), compare $T$ for an electron and a proton. Solution: A mass ratio of 1836 produces a $T$ ratio of $10^{131}$. Proton tunnelling becomes chemically observable only when barriers are very thin ($\le 1$ Å) or very low ($\le 0.1$ eV). An electron is confined to a symmetric square well with $V_0=10$ eV and $L=1.0$ nm. How many bound states does it support? Solution: Compare: an infinite well of the same width would support infinitely many levels. In a finite well, the upper bound is $V_0$ itself. Hints: (1) corresponds to the LCAO picture of molecular orbitals — the conceptual bridge from tunnelling to chemical bonding. (6) is a standard graduate-level qualifier exercise.9.2 Even/odd decomposition for a symmetric well
Outside ($|x|>L/2$): $\psi=B\,e^{-\kappa|x|}$ (even) or $\pm B\,e^{-\kappa|x|}$ (odd), $\kappa=\sqrt{2m(V_0-E)}/\hbar$.
9.3 Matching → transcendental equations
Odd parity: $\;-z\cot z=\sqrt{z_0^2-z^2}$
9.4 The number of bound states (textbook eq 7D.21)
9.5 Two important limits
9.6 Why does the penetration matter?
§10 Three Big Applications: STM, $\alpha$-Decay, Hydrogen Tunnelling
10.1 The Scanning Tunnelling Microscope (STM)
$\kappa\approx 1\,\text{Å}^{-1}$, so a 1 Å change in $d$ multiplies $I$ by $e^{-2}\approx 0.13$ ($\div 8$).
10.2 $\alpha$-Decay (Gamow, 1928)
Isotope $E_\alpha$ (MeV) Half-life $^{238}$U 4.27 $4.5\times 10^{9}$ years $^{226}$Ra 4.87 1600 years $^{222}$Rn 5.59 3.8 days $^{218}$Po 6.11 3.1 minutes $^{212}$Po 8.78 0.3 μs 10.3 Hydrogen tunnelling and enzymatic catalysis (anomalous KIE)
10.4 Other tunnelling phenomena (further reading)
§11 Worked Examples
§12 Key Takeaways
§13 Advanced Discussion Questions